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- This Day in International Law: March 24th
By Jiarui Wang On March 24, 1954, Hungary and the U.K. held a bilateral talk to resume the countries’ economic relations that had ended after a trade embargo since December 1950. The British government imposed the embargo after the Hungarian government refused to release a British businessman, Edgar Sanders, who was sentenced to thirteen years for espionage. Given Sanders’ involvement with the British intelligence agency and similar cases emerging in Hungary, the Sanders trial drew substantial attention from the British media. The British government faced pressure to negotiate the release of Sanders. The breakdown of the release negotiation eventually led to a trade embargo. Another factor that triggered the strained bilateral economic relations was Hungary’s nationalization of industrial enterprises in the late 1940s. The nationalization resulted in confiscation of British-owned plants operating in Hungary. Prior to the embargo, the U.K. kept its economic relations with Hungary despite the tense relations between the British and the Soviet governments during the Cold War. The annual British imports from Hungary stood at £6.8 million in 1949. Arguably, the embargo affected the Hungarian economy more than the British economy considering Hungary’s loss of the exports as an important source of national income compared to the relatively low impact to the U.K. for losing a trading partner of imported food. In August 1953, the Hungarian government freed Sanders by an act of clemency after he was jailed for three years. Subsequently, Hungary expressed interest to resume economic and financial relations with the U.K. The trade talk that began in March 1954 concluded in the signing of a trade agreement in July 1956. The agreement stipulated that Hungary could export up to £12 million worth of agricultural and industrial products. In addition, 6.5% of the trade revenues were to be used to compensate the former British owners of the estates and plants confiscated by the Hungarian government during nationalization and to settle Hungary’s sovereign debts. Today, after 63 years of this bilateral trade talk, the U.K. remains one of the largest trading partners of Hungary.
- The Mystery of Mr. Yanukovych: The Legality of Russia's Intervention in Ukraine
By Ilya Akdemir Recent developments regarding the legality of Russia’s intervention in Ukraine Was Russia’s 2014 intervention in Ukraine and the subsequent referendum on the status of Crimea illegal under international law? Many believe so. While Russia has traditionally viewed the intervention as legally justified, recent statements by the ousted President Yanukovych and high-ranking Russian officials seem to contradict this position. Russia’s legal justifications for the 2014 intervention in Ukraine The legal justifications for Russia’s intervention are based on the letter of the Head of State of Ukraine at the time, Viktor Yanukovych. Yanukovych requested Putin and Russia’s Federation Council “to use the armed forces of the Russian Federation to establish legitimacy, peace, law and order and stability in defense of the people of Ukraine.” The letter, which was revealed by Russia’s UN Security Council representative, Vitaly Churckin, also speaks of an impending humanitarian disaster. It states that “the events in [Ukraine] . . . have placed Ukraine on the brink of civil war” and that the “people are being persecuted on the basis of their language and political beliefs.” From the Russian perspective, the legal justifications for Russia’s military intervention are clear – Russia was invited by Ukraine’s legitimate and incumbent head of state to restore order and protect Russian-speaking minorities in Ukraine. Put simply, it’s a case of intervention by invitation. Intervention by invitation – defined by the Institut de Droit International as the “direct military assistance by the sending of armed forces by one state to another state upon the latter’s request” – can be seen as one of the few exceptions to the general prohibition on the use of force in international law. The key element of any intervention by invitation claim is the validity of the “request.” Questions regarding Yanukovych’s requesting letter have thus been framed in terms of Yanukovych’s legitimacy and status as the Head of State of Ukraine at the time of the request. In essence, the question is whether Yanukovych was a legitimate and incumbent head of state when he sent the letter requesting Russia’s assistance. If yes, his request justifies Russia’s intervention. If no, then Russia’s intervention is illegal under international law. As a result, lawyers on both sides of the argument have focused on the question of Yanukovych’s legitimacy and status at the time that the letter was being written. According to Putin, Yanukovych was a democratically elected president at the time of the request, legitimate and incumbent, and therefore Yanukovych’s request is legal. But recently, a sudden change occurred in the Russian narrative, which was noticed by Russian commentators but has largely been ignored elsewhere. Apparently, there was never any “request” at all. Recent statements from ex-Presient Viktor Yanukovych and Putin’s Press Secretary Dmitry Peskov On February 22nd, 2017, Yanukovych gave an interview to the Russian media in which he stated that he “never asked to send troops to Ukraine,” a substantial rift with the established narrative on the legality of the intervention. Furthermore, on March 9th, Yury Lutsenko, Prosecutor General of Ukraine, posted on his Facebook page an official letter he received from Russia’s Prosecutor General’s Office. The letter states that “any statement by Yanukovych requesting the use of the Armed Forces of the Russian Federation on the territory of Ukraine has not been received or considered by the President of the Russian Federation or the Federation Council.” On March 16th, Putin’s Press Secretary, Dmitry Peskov stated that “no letter was officially submitted to the Russian presidential administration, [and] no such letter was registered in the administration.” All these statements seem to point towards a change in Russia’s policy towards Ukraine. From an international legal perspective, however, the issue is also deserving of attention, as it gives rise to new questions regarding the legality of the 2014 Russian intervention. First, if there was no request from Yanukovych – as Mr. Yanukovych’s comments seem to suggest – then Russia’s legal justifications for intervention in Ukraine based on the intervention by invitation exception are more uncertain than ever. Second, if there really was no letter, what is the nature of the document Vitaly Churkin demonstrated at the UN? The minutes of the UN Security Council meeting clearly confirm that Churkin referred to the document as a “request” and “a letter [that] is signed by President Yanukovych.” Even if Russia’s officials didn’t view Yanukovych’s statement as a request for intervention, it is certain that Churkin tried to represent it as such. It is important to note that the issue is still in development. On March 17th, 2017, Russia’s Foreign Ministry Spokesperson, Maria Zakharova, authored a post on Facebook stating that although there was a signed statement (not a letter) from Mr. Yanukovych, it was simply not registered in the Presidential Administration or the Federation Council. Zakharova adds that “the statement was signed by the President of Ukraine, and read out to the UN Security Council as very revealing information about the situation in Ukraine, but no decisions were taken on it in the Presidential Administration or in the Federation Council of Russia.” If, however, no decisions were taken regarding the Yanukovych statement, the legal basis for the sending of troops to Crimea becomes less clear. Further, it is inaccurate to say that no decisions were taken based on the “letter.” On March 1st, 2014, at the peak of the crisis, Russia’s Federation Council voted to approve Putin’s request to use Russia’s armed forces on the territory of Ukraine. The minutes of the discussions surrounding the vote show that Yanukovych’s invitation, which was apparently received by the Federation Council just an hour before the vote, played an important role in the decision to approve Putin’s request to send troops. Churkin later revealed the letter in the UN on March 3, 2014, two days after this vote. March 16, 2017, marked the third year since Crimea voted to join Russia. Russia’s view regarding the legality of the intervention which resulted in the Crimean referendum has been relatively consistent throughout this period. However, novel developments, particularly statements from high-ranking Russian officials, pose new questions regarding the legality of the intervention. This could, indeed, all be just a big mistake on the part of Russian representatives. Or perhaps, as some Russian commentators have pointed out, it’s a sign of an upcoming change in Russia’s approach towards Ukraine. What is certain however, is that, from an international legal perspective, these recent developments add further doubts to Russia’s narrative regarding the legality of the 2014 intervention in Ukraine.
- The Hypernormalization of International Law
By: Maximilian Oehl In his recent documentary, filmmaker Adam Curtis translates the term hypernormalization, originally created by Berkeley anthropologist Alexei Yurchak to describe Soviet Union’s late society, into today’s world. In his 2006 book Everything was Forever, Until it was No More: The Last Soviet Generation, Yurchak argues that while nearly everyone in the 1980s Soviet Union realized the malfunctioning of the political and societal system, the population still maintained a pretense of its functioning. This is what Yurchak terms the hypernormalization of the status quo – accepting an artificial world created by citizens and politicians alike as real although they know about its ‘fakeness’. Curtis contends that decision-makers worldwide, overwhelmed by the complexity of global politics, have started to create an artificial, simpler version of the world over the past decades. This ‘fake’ world blinds out the complexity of the real one and thus allows us as citizens, who play along with the ‘game’, to live with the reassuring feeling of knowing what is ‘right’ and what is ‘wrong’. This blogpost visits Curtis’s assertion from the perspective of international law. Can we discern evidence for his hypothesis from the way that states and non-state actors are applying international law today, including the way it is referenced in the media and civil society? Does it, at least at times, help create the pretense of a global society functioning along well-defined, commonly accepted parameters? The hypernormalization of the international legal order The main configurations of the international legal order post-WWII are most prominently rooted in the Charter of the United Nations. Accordingly, the international legal system is founded, inter alia, on respect for human rights and fundamental freedoms, on the principle of sovereign equality of states, non-intervention and the non-use of force. Habitually, most governments will, whenever they are announcing a new foreign policy, in one way or the other broach its legal basis and naturally assume the legality of their action. Yet, what do we – as observers of global politics – presume to happen whenever an international actor finds a certain policy that she deems to be highly beneficial to her interests to be in violation of international law? The scope of this post does not allow for a deep dive into public policy decision-making. Yet, speaking from a legal perspective, one can distinguish roughly between worst and best case scenarios. In the worst case, actors would not take into account the legal dimension of the issue at all and pursue the policy in any case; in the best case, actors would shape their policy according to the legal requirements. Maintaining this legal perspective, the phenomenon of hypernormalization occurs whenever actors have secretly decided to ignore the law – in part or as a whole – yet are publicly pretending to respect it. (It can, vice versa, of course also occur when one actor falsely accuses another actor of violating the law – yet, for reasons of simplicity (sic!) we shall focus on the first scenario here; also, the lines between a deliberate decision to ignore the law and tricking oneself into believing in the legality of a desired policy may, of course, often be blurred). The ‘faking’ effect is vigorously increased where the general public – typically first the media – adopts the official position without thorough investigation of the corresponding reasoning and evidence (potentially forced to do so due to a lack of available official information). Examples of the hypernormalization of international law, unfortunately, are easy to find. Take Colin Powell’s ‘anthrax speech’ in front of the UN Security Council in which he attempted to justify the invasion of Iraq in 2003 by pointing to the purported existence of weapons of mass destruction, for instance. Or consider the twofold ‘rise and fall’ of Muammar al-Qaddafi of Libya selectively as ally or enemy of the Western world, which Curtis portrays in his film. Recent examples are sadly provided by the EU’s responses to the complexities caused by mass migration – be it the temporarily widespread practice to pushback refugee boats in the Mediterranean Sea or the readiness to cooperate with Omar al-Bashir of Sudan, a suspect notoriously warranted by the International Criminal Court for accounts of crimes against humanity and genocide among others. Why do we generally presume the legality of our governments’ actions? Now in view of government actions like this, it seems to be apparent to a broader public audience, if perhaps not the majority, that our governments do not (always) prioritize the legality of their actions. Their policies are so bluntly contrary to international law – despite their contentions to the contrary – that they strike the eyes of many. This is all the more so in times, in which we regularly learn about the involvement of government officials in shady dealings through leaked diplomatic cables or phone calls. So why do many of us, at least the ones that generally put their trust in humanity, – a priori – continue to assume that our governments would be respecting the law, that its motives are righteous, in spite of all its illegal actions that we have learnt of in the past? Are we, somewhat half-consciously, buying into the ‘game’ of hypernormalization because we prefer to live in a comforting world, in which our government is constantly fighting to protect human rights, to foster good governance and sustainable development? The dangers of hypernormalizing international law As international lawyers we see ourselves confronted with the task to operate in a system, which at times may seem artificial – even or especially to us ‘insiders’. A system, which, founded on human rights and the principle of non-violence, is now and then degraded to a mere onlooker, for instance when civil wars break out in Syria or when genocide is committed in Sudan. In this context, lawyers from different disciplines and others frequently tend to ask what all of these ambitious rules are really worth, if they are so rarely respected? While I do not see a reason to be generally pessimistic about the project of a rule-based system of international cooperation and certainly think that it merits to be defended, we should be aware of the disservice we are actually doing it whenever we hypernormalize international law. As Yurchak points out, hypernormalization in the Soviet Union occurred because the current system was presented as being without any alternative. Influenced by corresponding education and propaganda, almost no one could imagine a world without or outside socialism. Eventually, the entire system collapsed and was abolished – when the gap between reality and the pretended world became so enormous that people could not ignore it anymore. In the case of the Soviet Union, there was an alternative – one that no one would have ever dared to address: capitalism. And likewise, there also are alternatives to the current configurations of international law: the law of the strongest, unimpeded power politics, nationalism or protectionism. If we step into the trap of hypernormalizing international law, we risk jeopardizing the system of a rule-based framework for international cooperation as a whole. To my mind, the recent nationalist backlashes, which are, quite tellingly, also specifically directed against international law itself, are at least partly rooted in a sentiment of being fed up with a system that is being presented as the norm and without any alternatives despite all of its apparent deficiencies. The need to elucidate international law To my mind, instead of presenting the international legal framework as the inevitable status quo, we should consistently attempt to elucidate international law and especially its actual effects. Absent a vigorous implementation mechanism, law and reality can grow miles apart in this highly politicized field of ours and we should be as frank as possible about it. This requires us to always identify the dichotomy of ‘is’ and ‘ought’ in the clearest way possible. Such, in turn, will often entail greater emphasis on the factual side of the real-life scenarios we examine – instead of approaching a set of rules in an isolated manner. For instance, more routinely integrating political and economic analyses in our discussions of legal norms could provide us with valuable insights as to why what actor has violated which rule – and to thus identify the ‘weakest’ components of the international framework. Finally, we must of course continue to hold the violators of international law accountable. Yet, where our means may be insufficient to effectively enforce the law, where institutional mechanisms, ‘naming and shaming’ and any other available instruments are failing, we should be frank and honest about it. In other words, we should continue to be confident of the project of the international rule-based system, yet without pretending that such would at all times be the obvious thing to do.
- This Day in International Law: March 17
By Maribeth Hunsinger The plan was simple: overthrow Fidel Castro. On March 17, 1960, President Eisenhower signed a National Security Council directive approving a Central Intelligence Agency (CIA) proposal for covert action against Castro’s regime. The execution of this proposal ultimately led to the failed Bay of Pigs invasion in 1961. The CIA proposal, known formally as “A Program of Covert Action Against the Castro Regime,” called for the development of a guerilla force comprised of Cuban refugees (“Operation 40”) and the training of a Cuban paramilitary force (“Alpha 66”). The plan also included the placement a covert intelligence organization within Cuba and the creation of a radio station to broadcast into Cuba. The roots of Castro’s regime trace back to General Fulgencio Batista’s 1952 coup against President Carlos Prio. Batista forced Prio into exile in the United States. Castro’s revolutionary 26th July Movement emerged in the vacuum and eventually succeeded in overthrowing Batista’s government in the Cuban Revolution of 1959. Although the Eisenhower administration expressed recognition of Castro’s government, it grew increasingly wary of Cuba. The revolutionary government strengthened diplomatic relations with the Soviet Union and allowed the Communist Party to operate freely within the country. Meanwhile, anticommunism took a “central position” in the Eisenhower administration. Amidst growing concerns that Cuba would eventually pose a threat to the U.S. if left unchecked, Eisenhower ended diplomatic relations and suspended trade with Cuba in 1961. John F. Kennedy succeeded Eisenhower as President of the United States, and under his leadership the CIA launched a “definitive strike” in April 1961. The Bay of Pigs invasion was disastrous for the U.S., as the 1,400 American-trained Cuban refugees were outnumbered and surrendered to Castro’s forces after less than 24 hours of fighting. U.S. efforts to overthrow Castro persisted, setting the stage for the Cuban Missile Crisis of 1962 that strained relations even further between the U.S., Cuba, and the Soviet Union. Tensions between the U.S. and Cuba have continued through multiple decades and administrations. In 2014, Barack Obama and Raul Castro announced intentions to reestablish diplomatic relations between the U.S. and Cuba. It remains to be seen where the dust will settle as steps continue to be made toward restoring political and economic interactions between the two countries.
- This Day in International Law – March 10
By: Maximilian Oehl On March 10, 1983 then US-President Ronald Reagan proclaimed that the United States would not be signing the United Nations Convention on the Law of the Sea (UNCLOS), which opened for signature in December 1982. In his Proclamation, Reagan justified his decision by pointing to the US’s discontentment with the Convention’s seabed mining regime enshrined in Part XI of the UNCLOS. He deemed the regime to be unfavourable to US interests, as it was not entirely based on free-market principles, in that it provided for technology transfer obligations benefitting developing countries and conferred considerable powers regarding the allocation of resource rights upon a central international agency, the International Seabed Authority (ISA). The US and other industrialized nations continued their opposition to Part XI beyond March 1983, and were successful in advocating for a renegotiation of the respective provisions of the UNCLOS. In July 1994, the US eventually joined several other states in signing an international agreement on the implementation of Part XI, which diminished the powers of the ISA and based Seabed mining on market-principles consistent with WTO rules. Despite these developments, and the UNCLOS being one of the most universal international treaties with 168 contracting parties, the US has still not ratified the UNCLOS. However, the US largely recognizes the Convention as customary international law.
- The Need for an Evidentiary Standard for Open Source Evidence
By Sara Birkenthal I zoom into the pixelated image of a neighborhood in Bayanoun, a district located in the Northern district of Syria, northwest of Aleppo. Deep in my investigation, I repeatedly watch a video of destruction of this town by airstrikes and use online research tools to attempt to geolocate and verify the video. In the process, I am transported to war-torn Syria. In reality, however, I am safely ensconced in Berkeley, California, at Berkeley Law School’s new Human Rights Investigations Lab. The Berkeley Human Rights Investigations Lab Berkeley’s Human Rights Investigations Lab, the world’s first university-based open source investigations lab, launched last semester. Through a partnership with Amnesty International, The Berkeley Lab seeks to bring attention to human rights abuses through human rights reports and journalistic projects. It also seeks to gather evidence of genocide, crimes against humanity, and war crimes for future prosecutions. The Berkeley Lab is training students to join the Digital Verification Corps by teaching them how to verify hundreds of hours of video footage and photographs of human rights abuses and war crimes from around the world – including Syria, Darfur, and Yemen. Students are also using open source methods to gather evidence of genocide, crimes against humanity, and war crimes for national and international criminal courts. These open source investigators access this information through software, data sets, and tools, as well as legal processes, such as Freedom of Information Act requests. What is open source investigation? The work of The Berkeley Lab is in high demand. Human rights investigations increasingly rely on open source intelligence – information obtained from social media and other sources, including YouTube – to chronicle and verify violations of international human rights or humanitarian law. For example, recently the NGO Bellingcat used exclusively open source evidence to document Russian participation in the shooting down of Malaysia Airlines Flight 17 over Ukraine. Benefits and Challenges The Lab, and similar open source investigations labs established at the University of Essex and University of Pretoria have a number of other benefits: they were created with minimal startup costs and draw on the diverse expertise of these universities’ faculty and students. Notably, since the Berkeley Lab opened its doors last semester, more than 100 students from across the university have joined. The open source movement has opened the door to students who might not have otherwise undertake human rights research, bringing new perspectives and talents to the table. However, the open source movement is not without its individual and macro-level challenges. One of the biggest challenges for open source investigators themselves is verification of media that they find online or that they receive. Bellingcat’s founder, Eliot Higgins, a Research Fellow at the Berkeley Human Rights Center, has explained the importance of geolocation to verify that an image is what it’s claimed to be. Geolocation is the process of using photos and videos to find the precise location – ideally, down to the latitude and longitude coordinates – of what happened. The geolocation process can often take hours for a short clip, and can involve combing Google Maps and other online resources for landmarks that stand out amongst the rubble. Once an investigator can make a connection between a neighborhood where he or she suspects an event has taken place and a landmark in that neighborhood, he or she can go about attempting to confirm the coordinates of the location. However, the investigation process is inherently uncertain; an investigator often finds multiple landmarks in a neighborhood that could be the site of an event. Investigators learn the importance of pursuing numerous avenues and not allow bias to lead them to conclude that something is a certainty, when, in fact, it is merely a possibility. On a macro level, while the open source movement seems promising, the current reality is that the question of whether the open source data will be used as evidence in future tribunals is still an open one. Open source evidence remains largely untested in international tribunals due to the uncertain evidentiary status of open source materials. A recent example from the International Criminal Court (ICC) illustrates the uncertainty of the future of open source evidence. The ICC indicted former Congolese Vice President Bamba for murder, rape, pillaging, and bribery. The prosecution submitted evidence showing a wire transfer from Bamba’s sister to a witness, who allegedly passed the money to another witness, who in turn purportedly gave false testimony. The prosecution also submitted Facebook pictures reportedly showing the two corrupt witnesses together. In response, the defense disputed whether these images had probative value, as required by the court’s governing law, the Rome Statute, and its Rules of Procedure and Evidence. According to the defense, it was impossible to know who posted the videos, when and where they were taken, who took them, and if the people in them are who the prosecution claims they are. Further, the defense found problematic the means by which the prosecution obtained the photos: extracting them from Facebook. Because the prosecution does not have access to metadata – such as the IP address of the uploader or the time stamp – there is no way to determine who posted the photos. To date, it remains to be seen how the ICC will come down on this issue. The court’s flexible evidentiary standard, which does not designate categories of inadmissible evidence, but rather establishes a paradigm for analysis of evidence, makes it hard to predict how the court will rule on the prosecution’s submission. This lack of clarity has the effect of disincentivizing investigators and parties from utilizing open source evidence. If parties submitting open source evidence – much of which is new to the court – cannot rely on a particular determination from the court as to the admissibility of that evidence, they will be less likely to submit such evidence. Accordingly, in its place, investigators and parties will continue to depend upon traditional methods of investigation, which can be time-consuming and costly in terms of the burdens undertaken by witnesses, many of whom risk their lives to testify against powerful individuals whose resources may exceed the operating budget of the tribunal. Even recognizing that under the court’s current flexible evidentiary standard, it will likely admit the photos in the Bamba case, and similar open source evidence, the opportunity cost in time spent waiting for the court to render a decision on its admissibility nevertheless slows proceedings by a court widely criticized for being inefficient. Though the use of open source evidence in investigations certainly has its challenges, given the widespread adoption of Internet-connected mobile devices and social media, failing to use open source methods to research and verify human rights abuses and war crimes is an enormous missed opportunity. International courts, such as the ICC and other tribunals, should encourage the use of open source evidence by replacing the current general standard with one specially-tailored for open source evidence. Like traditional types of evidence, open source evidence should not be assessed in a vacuum; instead, according to the court’s admissibility test, open source evidence admissibility should be determined as part of the evaluation of probative value, taking into account relevance and prejudicial effect. Further, an evidentiary standard for open source evidence should safeguard open source evidence from tampering, tainting, and corruption. Importantly, an open source standard should differ from the existing general evidentiary standard in that the current standard bars UN or NGO reports that do not provide sufficient detail about their sources; an effective open source standard would have to be more lenient to take into account the fact that open source evidence, by its very nature, is often anonymous. According to this approach, open source evidence could be admitted even when its origins are unknown, but the weight afforded to the evidence may vary. Considering the advantageous nature of open source evidence to the ICC and other tribunals, investigators should have an easily-accessible framework to evaluate open source evidence. While the importance of an evidentiary standard for open source evidence is clear, little progress has been made thus far to develop and implement one. As open source evidence inevitability proliferates in the years to come, a tailored standard will become increasingly critical, and lack thereof will become increasingly grave for international courts and the victims they are intended to protect.
- Self-determination in Western Sahara: A Case of Competing Sovereignties?
By: Maribeth Hunsinger Western Sahara is a disputed territory in the Maghreb region of North Africa, bordering Morocco, Algeria, and Mauritania. It boasts phosphate and iron reserves, and is believed to have offshore oil deposits. Spain colonized the territory in 1884 and exercised control for over one hundred years, until Morocco wrested de facto control over large parts of the territory. Some, however, still see Western Sahara as “Africa’s last colony,” with the Kingdom of Morocco exercising colonial power over the native Sahrawi people. No member states of the United Nations (UN) have recognized Moroccan sovereignty. While there remains political support for Morocco’s claim in the West, many countries are increasingly recognizing the legitimacy of the independence claims by the Sahrawi Arab Democratic Republic (SADR). This piece explores the basis for these respective claims, and in particular the proposition that self-determination in Western Sahara should not serve to decide between “competing sovereignties” but to allow the Sahrawi people to decide whether to retain their sovereignty. The Roots of the Conflict Spain colonized Western Sahara, and its control over the territory lasted well into 20th Century. In 1965, the UN General Assembly passed its first resolution on the matter, calling for Spain to decolonize the territory. The General Assembly followed this with seven more resolutions between 1966 and 1973, all of which called for a referendum on self-determination. Self-determination, a core principle of customary international law, refers to the legal right of people to determine their legal status in the international system. A referendum on self-determination would call upon the people of Western Sahara to determine their own political future, whether that be independence or integration with another state (i.e., Morocco). Spain announced its plans to hold a referendum in early 1975, opening the door to potential Sahrawi independence. However, King Hassan II of Morocco countered that Morocco would not accept a referendum that included the option of independence. Morocco had expressed its claim to the territory since 1957, and proposed submitting the matter for arbitration by the International Court of Justice (ICJ) to determine the legal status of the territory. Interpreting the ICJ Opinion of 1975 The ICJ acknowledged legal ties between the territory and Morocco in a vote of fourteen to two, and legal ties between the territory and Mauritania in a vote of fifteen to one. However, with regard to these ties, the ICJ held in its Advisory Opinion that “the court has not found legal ties of such a nature as might affect…the principle of self-determination through the free and genuine expression of the will of the peoples of the Territory.” The dominant construal of the ICJ opinion is that Western Sahara is entitled to a referendum for self-determination. However, the reference to the “peoples of the Territory” could be further construed in two different ways: as either a mandate for the territory’s current occupants to determine which competing state has sovereignty over the territory, or as a mandate for the SADR to determine how it wishes to proceed with the territorial sovereignty it already possesses. Some academics, however, argue there is clear Sahrawi sovereignty based on the ICJ opinion. This interpretation rests on a less frequently cited part of the ICJ opinion: “[t]he purpose of a self-determination referendum in Western Sahara is not to decide between competing sovereigns…but to poll the Sahrawis as to whether or not they wish to retain, modify, or divest their sovereignty.” This language does seem to indicate ICJ recognition that the native Sahrawis were legal occupants of the territory prior to Spanish colonization, and that self-determination refers to the will of the Sahrawis. Pursuing a Referendum of Self-Determination However, although the ICJ opinion prompted Spain’s withdrawal from Western Sahara, the question of territorial sovereignty persisted. Morocco instigated the “Green March” in which 350,000 unarmed civilians crossed from Morocco to lay claim to the territory. Spain, Morocco, and Mauritania signed the Madrid Accords in 1975 to formally end Spanish presence in the territory. The agreement divided the territory between Morocco and Mauritania. The Polisario Front, a Sahrawi liberation movement, set up the SADR as a government-in-exile in the refugee camps of Algeria. In response to this movement, Morocco and Mauritania went to war with the Polisario over the issue of Sahrawi independence. Mauritania withdrew from the territory in 1979, leaving Morocco in de facto control over two-thirds of the territory and the SADR in de facto control over the remainder. In 1988, the UN submitted settlement proposals to Morocco and the Polisario, with the intent of finally coordinating the referendum on self-determination in Western Sahara. These proposals offered that people of contemporary Western Sahara a choice between integration with Morocco or independence. However, the parties unsurprisingly disagreed over the identification of voters for the referendum, creating an impasse. Morocco offered a solution in which the SADR could exercise autonomy under Moroccan sovereignty, but the Polisario rejected this. Even the UN Security Council was unable to agree on a path forward. In the past decade, the UN has effectively abandoned attempts to organize a referendum for West Saharan self-determination, and has instead encouraged the main parties to the contemporary conflict (Morocco, Algeria, and the Polisario Front) to engage in regional negotiations. By December 2015, Christopher Ross, the UN Secretary-General’s Personal Envoy, declared the negotiation process “stalemated.” Contemporary Recognition of Sovereign Claims Despite Morocco’s physical control over the majority of the territory, the SADR has continued to increase its recognition within the international community. The SADR achieved accession to the Organization of African Unity (OAU), which later became the African Union (AU), in 1984. Such recognition has traditionally been considered an attribute of statehood, even if it does not necessarily establish its territorial claims. That same year, Morocco withdrew from the OAU, maintaining that admission of Western Sahara into the OAU was a violation of the OAU charter because Western Sahara had neither international recognition nor sovereignty. Nevertheless, Morocco requested to rejoin the AU in 2016, and was readmitted in early 2017 after a thirty-three-year hiatus. Although Morocco has not explicitly accepted an independent Western Sahara, the AU allowed Morocco’s readmission on the basis that Western Sahara will remain a member of the AU. Some states, including Algeria and South Africa, wanted acceptance of Sahrawi independence to be a condition for Morocco’s readmission, but there is no specific provision in the AU charter that could have been leveraged to accomplish this. Moreover, following King Mohammed VI’s “charm offensive” to attain readmission to the AU, twenty-eight member states were reported to have signed a motion for the suspension of the SADR from the AU. Looking Forward Morocco’s return to the AU “threatens to create [an] unprecedented split within the membership of the Union.” However, some AU delegates think it will be easier to resolve the issues between Morocco and Western Sahara now that both are AU members. Morocco remains deeply tied to, and enjoys substantial political support for, its sovereign claim to Western Sahara. Moroccan stability is also a strategic priority for Western countries such as France and the United States, and Western Saharan nationalism can be seen as a threat to that stability. Nevertheless, the ICJ opinion of 1975, and the increasing political recognition of the SADR, weigh strongly in favor of the Sahrawi right to self-determination over the future of sovereignty in Western Sahara.
- This Day in International Law: February 10th
By Alfredo Diaz On February 10, 2009, the first accidental hypervelocity collision between two intact artificial satellites in low Earth orbit occurred when Iridum 33, a 1,234 pound satellite, and Kosmos-2251, a 1,984 pound satellite, collided as they passed over northern Siberia at an altitude of 490 miles, traveling at around 26,170 miles per hour, producing almost 2,000 pieces of debris larger than 4 inches in diameter, and more than 200,000 smaller pieces. A 0.5 mm paint chip traveling at 35,000 km/hr (10km/sec) could puncture a standard space suit; a one-centimeter fragment could damage a space station. According to the 1972 Liability Convention, liability for these fragments depends on the Launching State and whether damage occurred in orbit. If the object causes damage to the surface of Earth or and aircraft in flight, a strict liability standard applies—a state is considered strictly liable for any damage caused by a space object launched even in the face of circumstances that are outside of its control. If the space object causes damage some place other than the surface of Earth, a fault standard is applied. How this all plays out, we do not truly know. The Liability Convention has also never been formally invoked—all incidents to date that could have resulted in potential claims under the Convention, including the Iridium-Cosmos collision, have been settled by the respective countries outside of the Convention. Still, someone will have to clean all of this up— international space law deems fragments and components from space objects as individual space objects in and of themselves, requiring identification to determine the owner and either individual or blanket consent to remove it from orbit, as there is no right of salvage analogous to the right in maritime law.
- Russia and Japan’s Kuril Islands Territorial Dispute: How Likely is a Resolution?
By Ilya Akdemir On December 15th, 2016, Russia’s President Vladimir Putin will pay a visit to Japan. The discussions between President Putin and Prime Minister Abe will primarily concern trade and other issues of bilateral relations. But in recent weeks, there have been indicators from both Japanese and the Russian sources that new steps are being taken to resolve the longstanding territorial dispute between the two countries over the Kuril Islands. Situated north of Japan’s Hokkaido Prefecture, the Kuril Islands are a chain of volcanic islands that extend 1200 km from Japan’s northern Hokkaido Prefecture to Russia’s Kamchatka Region. Although a part of Russia’s Sakhalin Oblast, the four southernmost islands of Etorofu, Kunashiri, Shikotan, and Habomai off the coast of Hokkaido Prefecture – known as the four South Kuril Islands – are claimed by both Russia and Japan. Apart from being rich in resources, the islands form a strategically important gateway to Russia’s resource-rich Far Eastern regions and the Sea of Okhotsk. The origins of the territorial dispute can be traced all the way back to the end of the Second World War. Although the war ended in 1945 with the victory of the Allied forces, the USSR refused to sign the 1951 Peace Treaty of San Francisco, which meant that, legally, the Soviet Union has had no formal peace treaty with Japan. To restore relations, in 1956 USSR and Japan signed a Joint Declaration, which ended the state of war between the two states. However, it’s important to note that under international law this Joint Declaration did not necessarily constitute a formal peace treaty – indeed, Article 9 of the Joint Declaration specifically states that “the USSR and Japan agree to continue, after the restoration of normal diplomatic relations between the USSR and Japan, negotiations for the conclusion of a Peace Treaty.” Considering the Russian Federation is the legal successor to USSR under the Alma-Ata Protocol and Belavezha Accords of 1991, this lack of formal peace has remained a part of Russia-Japan relations to this day. The Kuril Islands were an important element in the Soviet Union’s decision to refuse to sign the 1951 Peace Treaty. This is best demonstrated by then Soviet Foreign Minister Gromyko’s statement, which outlined USSR’s key objections to the Peace Treaty, one of which was the issue of sovereignty over Kuril Islands and the nearby South Sakhalin. Gromyko stated that “the draft confines itself to a mere mention of the renunciation by Japan of rights, title and claims to these territories and makes no mention of the historic appurtenance of these territories and the indisputable obligation on the part of Japan to recognize the sovereignty of the Soviet Union over these parts of the territory of the USSR.” Of particular importance to the Kuril Islands territorial dispute between Japan and Russia is Article 1(b) of the 1951 San Francisco Peace Treaty which states that “The Allied Powers recognize the full sovereignty of the Japanese people over Japan and its territorial waters.” But what’s interesting about this territorial dispute is the fact that Article 2(c) of the 1951 Peace Treaty clearly states that “Japan renounces all right, title and claim to the Kurile Islands.” However, despite this rather express language of the Article 2(c) of the Treaty, Japan still claims sovereignty over Kuril Islands. The reason why Japan still has, or argues to have a legal claim over the Kuril Islands is that Japan refers to some of those islands – specifically the four islands of Etorofu, Kunashiri, Shikotan, and Habomai islands – as “Northern Territories”, which are seen as an inherent part of territory of Japan and an extension of the Hokkaido Prefecture. Japan claims that these four islands have always been Japanese territories and hence do not constitute a part of “Kuril Islands” under the 1951 Treaty. Furthermore, Prime Minister Yoshida’s statement at the 1951 Conference in San Francisco claimed that these islands had been taken unilaterally by the Soviet forces on September 20th, 1945, shortly after the surrender of Japan and the official announcement of the surrender on August 15th, 1945, which was officially signed on September 2nd, 1945. Indeed, Russian historical works on the subject also confirm that the invasion and occupation of the Kuril Islands happened after the official announcement of Japan’s Surrender, in the period between August 28th and September 5th. The fact that USSR did not sign the 1951 Peace Treaty makes it difficult to ascertain what “Kurile Islands” meant for both parties, even though USSR did participate. Nevertheless, Russia refers specifically to the wording of the 1945 Yalta Agreement signed towards the end of the war between the Allied Powers. Of interest is Article 3 of the Yalta Agreement, which explicitly states that the Kuril Islands shall be handed over to the Soviet Union. Therefore, the takeover of islands after the official surrender of Japan is seen as having a legal basis under the 1945 Yalta Agreement. The territorial dispute surrounding the Kuril Islands has lasted for over 71 years but recently, there has been a renewed push at negotiating an agreement and signing a formal Peace Treaty between the two states. The Ministers of Foreign Affairs of both countries are claiming they are working on a deal in time for the arrival of President Putin to Japan on the 15th of December, 2016. Some argue, that there could perhaps be an agreement on a model for the joint Russo-Japanese administration of the disputed islands. On the other hand, Russia’s Foreign Minister Lavrov has stated that the process is not going to be easy. Indeed the recent military buildup on the Kuril Islands by Russia puts a big question mark on the hopes of achieving a peace deal in the near future. Furthermore, Lavrov has recently claimed that it would be a mistake to have excessively high expectations of a peace deal any time soon. The bilateral negotiations and statements we’ve heard in recent months seem to be a clear indicator of a possible change in the established status quo of this territorial dispute. A solution to the Kuril Islands question seems closer than ever and it is highly likely that we might witness a Peace Treaty between Japan and Russia in our lifetimes. It is unlikely that we will see the Peace Treaty this month – nevertheless, commentators have argued that as long as President Putin and Prime Minister Abe are in office, there exists a chance for an agreement. The Asia-Pacific region has recently seen an increase in tensions – this is especially evident through the many controversies surrounding the territorial disputes in the South China Sea. Seeing a resolution of the longstanding dispute between Japan and Russia over the Kuril Islands could perhaps lead to a decrease in tensions in this region and would undoubtedly lead to better relations between the two states.
- Promoting Infrastructure Development in Central Asia Through Public-Private Partnerships
By Maribeth Hunsinger, JD Candidate 2019 The relatively young nations of Central Asia have been slowly opening their economies to foreign investment over the past twenty years. However, infrastructure shortfalls in the region, including failing transportation and utility networks, are hampering continued economic growth and development. The World Bank estimates that over $1 trillion a year in additional infrastructure investment will be required to meet the current demand shortfall in emerging markets and developing economies. The gap in global infrastructure investment has a tangible impact on quality of life worldwide: 2.6 billion people have no access to electricity, while 800 million people have no access to clean water. Infrastructure spending differs not only across regions, but also across countries within the same region, depending on factors such as government funding, legal frameworks, and security issues. Inadequate infrastructure can reduce output, lower productivity, impede the flow of people and goods within and between countries, and impose higher transaction costs. However, the governments of most Central Asian states have relatively limited financial capacity to rehabilitate existing infrastructure or fund new infrastructure. These nations are facing declining growth projections and budgets following the 2014-15 drop in global oil prices, and they will likely need to find different methods of financing their widening infrastructure gaps. Infrastructure in Central Asia Governments have traditionally financed infrastructure and made it available as a public good. However, with the breakup of the Soviet Union, the five post-independence Central Asian states – Kazakhstan, the Kyrgyz Republic, Tajikistan, Turkmenistan, and Uzbekistan – have experienced difficulty with developing and maintaining their national infrastructure. The existing Soviet infrastructure in Central Asia is, for the most part, failing and in need of upgrades. The link between local infrastructure and Russian’s own networks exacerbates the need for new infrastructure. Central Asia has generally experienced economic growth in the period since the collapse of the Soviet Union. Unfortunately, the precipitous drop in oil prices in the last eighteen months, from over $100 per barrel to around $30 per barrel, is exposing the lack of region’s lack of economic resilience, regardless of whether a country is oil-rich or oil-poor. The Economist’s Intelligence Unit forecasts that 2016 will be the first year since 1998 that oil exporter Kazakhstan’s economy contracts. Price declines in non-oil commodities such as copper, aluminum, and cotton, coupled with low import demand from China, are also dampening the export revenues of Central Asian countries. In such an environment, private sources of infrastructure investment may be necessary to meet developmental needs. Potential for Public-Private Partnerships Public Private Partnerships (PPPs) present an option to meet the funding gap in developing economies, and could be an important factor in improving the current infrastructure issues in Central Asia. PPP refers to a long-term arrangement between public and private sector parties. PPPs are often used as a funding model for public infrastructure projects, where the public partner is a government entity or public agency, and the private partner is a privately-owned company, public corporation, or consortium. PPPs are constructed using a variety of investment and incentive structures for the involved parties, but typically the private partner will make a risk-bearing equity investment and execute some combination of design, financing, construction, rehabilitation, or operation of assets on behalf of the public partner. In addition to accelerating the development of civil infrastructure in developing countries, PPPs can perpetuate local private sector capabilities (through joint ventures and sub-contracting opportunities) and gradually expose state-owned enterprises to increasing levels of private sector participation. Legal Framework for Public-Private Partnerships An increasing number of foreign governments have enacted PPP or concession laws to incentivize foreign investment, and Central Asia is no different. These laws serve a variety of purposes depending on the country, including: establishing an institutional framework to support PPPs, giving regulatory priority to PPP projects over others, and closing legal gaps pertaining to investors’ rights and procurement processes. In 2014, the Economist published its “Infrascope” for the Asia-Pacific Region, which benchmarked countries’ PPP-readiness relative to four developed countries in the region. Legal and regulatory frameworks constituted twenty-five percent of each country’s weighted score, indicating the importance that aspects such as regulatory consistency, bid fairness/transparency, contracting mechanisms, and dispute-resolution practices play in creating an environment conducive to PPP. Of the nineteen Asian countries evaluated in the Infrascope, three were in Central Asia – Kazakhstan, Kyrgyz Republic, and Tajikistan. Kazakhstan ranked highest of the three, but still came in behind countries such as Pakistan and Bangladesh. Kazakhstan had exhibited recent improvements to its investment climate and PPP policies, but was lacking in the institutional reforms required to minimize risk and improve deal flow. Despite the fact that both the Kyrgyz Republic and Tajikistan have passed PPP laws, they ranked second- and third-to-last, respectively. This was in part for their failure to deliver any PPP projects (Kyrgyz Republic) and their need to improve institutional support for PPP (Tajikistan). An Emerging Opportunity: Kazakhstan Following the publication of the Infrascope, Kazakhstan, which previously had enacted a Concessions Law pertaining specifically to the Build-Operate-Transfer type of PPP projects, enacted a PPP law in 2015 that provides for a more extensive legal framework to regulate all forms of PPP projects. This law allows government-owned companies to act as the public partners, whereas previously only government entities could fill this role. It also provides for the possibility of multiple public and private partners in a singe PPP, and for step-in rights (the right to substitute a partner) for private partners. These provisions serve not only to make foreign investment in Kazakh infrastructure projects more attractive, but also to send a signal to foreign creditors and investors that the country is an increasingly stable and welcoming environment in which to make such investments. Ideally, such actions on Kazakhstan’s part will motivate its neighboring states to make improvements to their own PPP policies in order to incentivize private parties to begin participating in projects in those countries as well. Going Forward Central Asia boasts ample natural resources and strong economic potential, but the region will need to improve its physical infrastructure networks if it is to realize this potential. PPPs present a potential means of attaining such improvement through private, likely foreign, investment. However, in the absence of strong economic growth to incentivize foreign lenders to invest in its infrastructure and markets, the region will need to demonstrate progressive, reliable legal and regulatory frameworks to promote such investment.